Michael K. Marshall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Keith Marshall was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1978. Michael had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2014 - July 17, 2026
I-BANKERS SECURITIES, INC.
July 21, 2014 - December 27, 2018
I-BANKERS DIRECT, LLC
January 26, 2009 - April 25, 2013
THE NORTHSTAR GROUP, INC.
April 19, 2002 - June 2, 2008
NEEDHAM & COMPANY, LLC
November 27, 1978 - January 4, 1997
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
I-BANKERS SECURITIES, INC.
CRD#: 41352 / SEC#: , 8-49385
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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