Grant Frederick Kuphall
Professional Summary
Grant Frederick Kuphall is a registered financial advisor currently at SEARLE & CO. located in Chicago, Illinois. Grant is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Grant has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 53, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
48 years in the financial services industry
Current & Past Employments
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Current Firm
SEARLE & CO.
Contact Information
Main Address
333 Greenwich Ave., Greenwich, CT 06830Mailing Address
333 Greenwich Ave., Greenwich, CT 06830Phone Number
(203) 869-4800Established
Connecticut since 11/22/1982Firm Type
CorporationFiscal Year End
SeptemberFirm Size
Small# of Employees
13SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
FINRA licenses (25 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
129AUM (Assets Under Management)
$629,892,525Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SEARLE & CO.
State Registrations and Notice Filings
(2/2/2010)
(2/2/2010)
(11/27/2001)
(2/7/2003)
(1/29/2002)
(7/7/2021)
(11/27/2001)
(1/26/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Dec 1992SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Grant Frederick Kuphall's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Grant Frederick Kuphall's CRS (Customer Relationship Summary).
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