Thomas V. Ackerly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Vincent Ackerly was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1978. Thomas had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 1985 - February 15, 1989
GRAYSTONE NASH, INC.
June 27, 1984 - February 15, 1989
GRAYSTONE NASH, INC.
May 21, 1984 - September 13, 1988
CHAPDELAINE SECURITIES, INC.
December 26, 1979 - April 18, 1984
J. W. WELLER & CO., INC.
December 26, 1978 - January 1, 1980
GREENTREE SECURITIES CORP.
November 27, 1978 - January 18, 1979
M. S. WIEN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
GRAYSTONE NASH, INC.
CRD#: 10635 / SEC#: , 8-27764
Contact information
Documents
Red Flags
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