William F. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Francis Burns, who also goes by Bill Burns, Will Burns, William Frances Burns, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1986. William had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2010 - January 23, 2018
DREXEL HAMILTON, LLC
March 26, 2009 - November 4, 2010
NORTHEAST SECURITIES, LLC
April 28, 2003 - June 3, 2008
KEEFE, BRUYETTE & WOODS, INC.
March 19, 2002 - May 8, 2003
MESIROW FINANCIAL, INC.
November 1, 2000 - March 14, 2002
ADVEST, INC.
May 5, 1999 - November 6, 2000
ABN AMRO INCORPORATED
April 11, 1997 - March 3, 1999
HSBC SECURITIES (USA) INC.
March 10, 1995 - January 20, 1997
ABN AMRO SECURITIES LLC
January 19, 1994 - October 27, 1994
UBS SECURITIES LLC
May 3, 1990 - December 22, 1993
PERSHING LLC
July 25, 1987 - March 3, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
August 21, 1986 - March 3, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DREXEL HAMILTON, LLC
CRD#: 143570 / SEC#: , 8-67576
Contact information
FINRA licenses (41 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FELICE, ANTHONY PHILIP | CHIEF EXECUTIVE OFFICER | 4441607 |
| DOLL, LAWRENCE KIRK | OWNER | 5236486 |
| ELSAS, ROGER DEWITT | OWNER | 200659 |
| FAY, MELISSA JO HILER | OWNER | 5360445 |
| MARTINKO, JOHN CHRISTOPHER | OWNER | 5286067 |
| KIM, HYUNG S | OWNER | 5653676 |
| BRENNAN, PAUL FRANCIS | CHIEF OPERATING OFFICER | 2170928 |
| EDWARDS, JOHN WILLIAM JR. | CHIEF FINANCIAL OFFICER/FINOP | 1757360 |
| MAGEE, MARY BRENNAN | TRUSTEE, THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015 | |
| SANOK, EDWARD WILLIAM | CHIEF COMPLIANCE OFFICER | 6301272 |
| THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015 | OWNER |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
