Stanley C. Berry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Charles Berry, who also goes by Stanley C Berry, was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1978. Stanley had worked at 10 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 5, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2022 - August 11, 2025
WESTMINSTER FINANCIAL ADVISORY CORP
April 1, 2022 - August 11, 2025
WESTMINSTER FINANCIAL SECURITIES, INC.
July 17, 2020 - March 31, 2022
SECURITIES AMERICA ADVISORS, INC.
July 17, 2020 - March 31, 2022
SECURITIES AMERICA, INC.
October 20, 2010 - July 17, 2020
INVESTACORP ADVISORY SERVICES INC
June 12, 1995 - July 17, 2020
INVESTACORP, INC.
December 5, 1988 - June 7, 1995
ADVEST, INC.
April 6, 1987 - December 13, 1988
GREEN HILL FINANCIAL SERVICE CORPORATION
January 25, 1982 - March 26, 1987
MORGAN STANLEY DW INC.
November 27, 1978 - February 9, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
WESTMINSTER FINANCIAL ADVISORY CORP
CRD#: 110283 / SEC#: 801-29690
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 5
Date: 10/19/1981
Interest Rate Options ExaminationSeries 8
Date: 7/25/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WESTMINSTER FINANCIAL ADVISORY CORP
CRD#: 110283 / SEC#: 801-29690
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,255 |
| AUM (Assets Under Management) | $ 1,224,901,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/11/2025 | ||
| 11/14/2024 | ||
| 02/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
