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Hans Peter Seibt

CRD# 859839·Registered 1978 - 2006
Previously Registered: Being a previously registered professional could mean that Hans is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hans Peter Seibt was a registered financial advisor. Hans was a previously registered financial professional and started their career in finance 1978 - 2006. Hans had worked at 10 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years in the financial services industry

Current & Past Employments

SEIBT FINANCIAL SERVICES, INC·CRD# 23472
BD
Las Vegas, NV
April 21, 1989 - June 22, 2006
EMMETT A LARKIN COMPANY, INC.·CRD# 6625
BD
San Francisco, CA
June 30, 1988 - May 8, 1989
FIRST FINANCIAL·CRD# 14776
BD
August 21, 1985 - July 13, 1988
MORGAN STANLEY DW INC.·CRD# 7556
BD
December 13, 1984 - June 21, 1985
ATLAS CLEARING, INC.·CRD# 3777
BD
November 13, 1984 - December 13, 1985
STONERIDGE SECURITIES, INC.·CRD# 13855
BD
June 4, 1984 - September 17, 1984
RICHEY, FRANKEL & COMPANY·CRD# 8548
BD
February 9, 1984 - June 7, 1984
VANTAGE SECURITIES OF COLORADO, INC.·CRD# 8622
BD
March 24, 1983 - January 26, 1984
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
September 23, 1981 - March 24, 1983
AMERICAN WESTERN SECURITIES, INC.·CRD# 7619
BD
November 27, 1978 - June 29, 1981

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Current Firm

SF
SEIBT FINANCIAL SERVICES, INC

RESOURCE AND THOMAS, INC. | SEIBT FINANCIAL SERVICES, INC. | SEIBT FINANCIAL SERVICES, INC | SEIBT FINANCIAL SERVICES

CRD#: 23472 / SEC#: 8-40452
BD
Terminated by SEC on 08/21/2006

Contact Information

Established

Nevada since 10/14/1988

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
SEIBT ENTERPRISES, INC.OWNER—
SEIBT, HANS PETERCHIEF COMPLIANCE OFFICER859839
SEIBT, HANS PETERPRESIDENT859839

Disclosures

Regulatory Event

2

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1979About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1978About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1989About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 1989About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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