H R. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
H Rodney Scott, who also goes by H Rodney Scott, Harlan Rodney Scott, was a registered financial professional .
H is a previously registered financial professional and started their career in finance in 1978. H had worked at 3 firms and has passed the Series 65, Series 63, Series 3, Series 15, Series 5, Series 7, Series 4, Series 12 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2010 - December 16, 2014
POWDERMILL ADMINISTRATIVE SOLUTIONS, LLC
April 2, 2007 - November 5, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - November 5, 2007
MORGAN STANLEY & CO. LLC
September 25, 1995 - April 2, 2007
MORGAN STANLEY DW INC.
November 27, 1978 - April 2, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 1/15/1985
Foreign Currency Options ExaminationSeries 5
Date: 1/15/1985
Interest Rate Options ExaminationSeries 12
Date: 2/21/1981
NYSE Branch Manager ExaminationCurrent Firm
POWDERMILL ADMINISTRATIVE SOLUTIONS, LLC
CRD#: 153079 / SEC#:
Contact information
Red Flags
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