Clark L. Johnston
Professional summary
Clark Lynn Johnston was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Clark is a previously registered financial professional and started their career in finance in 1978. Prior to being barred, Clark had worked at 2 firms, which includes ALPINE SECURITIES CORPORATION, JOHNSON-BOWLES COMPANY INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 1987 - June 19, 2012
ALPINE SECURITIES CORPORATION
November 27, 1978 - May 11, 1987
JOHNSON-BOWLES COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/15/2000
Limited Representative-Equity Trader ExamCurrent Firm
ALPINE SECURITIES CORPORATION
CRD#: 14952 / SEC#: , 8-31464
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 45 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
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