Lyle L. Perlmutter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lyle Llyod Perlmutter, who also goes by Lyle Lloyd Perlmutter, was a registered financial professional .
Lyle is a previously registered financial professional and started their career in finance in 1978. Lyle had worked at 8 firms and has passed the Series 63, SIE, Series 4, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2016 - June 30, 2020
VANDERBILT SECURITIES, LLC
September 23, 2002 - August 18, 2016
BISHOP, ROSEN & CO., INC.
March 17, 1997 - September 10, 2002
DONALD & CO. SECURITIES INC.
January 3, 1991 - February 25, 1997
DICKINSON & CO.
January 21, 1985 - December 31, 1990
SWARTWOOD, HESSE INC.
January 26, 1984 - January 14, 1986
BUCKINGHAM SECURITIES, LTD.
December 14, 1983 - January 26, 1984
GLOBAL CAPITAL SECURITIES, INC.
November 22, 1978 - December 31, 1984
MARSAN SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 2/4/1981
Financial Principal ExaminationSeries 40
Date: 10/26/1978
Registered Principal ExaminationCurrent Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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