Richard A. Bridge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard A Bridge JR, who also goes by Rick Bridge Jr, Rick Bridge, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1978. Richard had worked at 5 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 1989 - December 14, 1990
VANGUARD CAPITAL
August 1, 1989 - October 28, 1989
VANGUARD CAPITAL
September 26, 1988 - November 2, 1988
LEHMAN BROTHERS INC.
June 10, 1987 - December 4, 1987
FITZGERALD, DEARMAN & ROBERTS, INC.
September 17, 1980 - April 5, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 27, 1978 - July 26, 1979
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANGUARD CAPITAL
CRD#: 22081 / SEC#: 801-71971, 8-39450
Contact information
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
