Jan M. Stouber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jan Mark Stouber was a registered financial professional .
Jan is a previously registered financial professional and started their career in finance in 1978. Jan had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2013 - August 19, 2015
KEY INVESTMENT SERVICES LLC
November 19, 2013 - August 19, 2015
KEY INVESTMENT SERVICES LLC
July 7, 2010 - November 19, 2013
U.S. BANCORP INVESTMENTS, INC.
July 7, 2010 - November 19, 2013
U.S. BANCORP INVESTMENTS, INC.
May 2, 2009 - July 7, 2010
CHASE INVESTMENT SERVICES CORP.
May 2, 2009 - July 7, 2010
CHASE INVESTMENT SERVICES CORP.
March 11, 2008 - May 2, 2009
WAMU INVESTMENTS, INC.
September 22, 1992 - May 2, 2009
WAMU INVESTMENTS, INC.
December 11, 1991 - September 1, 1992
NEW ENGLAND SECURITIES
October 29, 1990 - September 9, 1991
METROPOLITAN LIFE INSURANCE COMPANY
October 29, 1990 - September 9, 1991
MSI FINANCIAL SERVICES, INC.
September 15, 1989 - September 14, 1990
PRUDENTIAL EQUITY GROUP, LLC
March 14, 1985 - September 15, 1989
THOMSON MCKINNON SECURITIES INC.
February 10, 1981 - March 8, 1985
LEHMAN BROTHERS INC.
October 2, 1980 - March 9, 1981
BRUNS, NORDEMAN, REA & CO.
November 27, 1978 - October 5, 1980
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationCurrent Firm
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
