John E. Krivacs

KRIVACS CAPITAL MANAGEMENT

DENVER, CO 80209

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CRD#: 859699

Professional summary

John Edward Krivacs is a registered financial advisor currently at KRIVACS CAPITAL MANAGEMENT, LLC located in Denver, Colorado.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. John has worked at 9 firms and has passed the Series 65, Series 63, Series 15, Series 3, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Edward Krivacs's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2004 - Present

KRIVACS CAPITAL MANAGEMENT, LLC

Office #1: 3773 Cherry Creek North Dr. Suite 575, Denver, CO 80209

RIA

CRD#: 131835

DENVER, CO

Past

April 19, 2002 - August 2, 2004

CASCADE FINANCIAL MANAGEMENT, INC.

CRD#: 119030

DENVER, CO

Past

April 11, 2002 - August 2, 2004

CASCADE FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 119030

DENVER, CO

Past

December 13, 2000 - May 10, 2002

CASCADE INVESTMENT GROUP, INC.

CRD#: 35844

COLORADO SPRINGS, CO

Past

March 2, 1998 - December 12, 2000

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

February 2, 1990 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

September 28, 1983 - February 10, 1990

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 19, 1980 - December 2, 1983

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

January 31, 1980 - December 10, 1983

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

November 27, 1978 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/21/2004)

IAR

Texas
(6/15/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/29/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/8/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 15

Date: 5/7/1986

Foreign Currency Options Examination

General Industry/Product Exam

Series 3

Date: 8/22/1984

National Commodity Futures Examination

General Industry/Product Exam

Series 5

Date: 11/21/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 11/18/1978

General Securities Representative Examination

Current Firm

KRIVACS CAPITAL MANAGEMENT, LLC

CRD#: 131835 / SEC#:

Colorado

Registered Investment Advisory firm - (7/21/2004 Approved)

Texas

Registered Investment Advisory firm - (6/15/2017 Conditional Restricted)

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Contact information

Main Address

501 S. Cherry St. Suite 1100, Denver, CO 80246

Mailing Address

Phone number

(303) 991-1197

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 16,899,995

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John E. Krivacs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Edward Krivacs's CRS (Customer Relationship Summary).

Certified licenses

Experience

CASCADE FINANCIAL MANAGEMENT, INC.

CASCADE FINANCIAL MANAGEMENT, INC.

CASCADE INVESTMENT GROUP, INC.

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 2/29/1996

Series 63

Date: 1/8/1981

Series 15

Date: 5/7/1986

Series 3

Date: 8/22/1984

Series 5

Date: 11/21/1981

Series 7

Date: 11/18/1978

Current Firm

KRIVACS CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KRIVACS CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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