AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
WS

William B. Stout

Some features on this profile are disabled
CRD#: 859681
WS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Bradley Stout was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1978. William had worked at 5 firms and has passed the Series 63, Series 7, Series 27, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 8, 1996 - September 25, 1996

WESTERN SECURITIES CLEARING CORP.

BD
CRD#: 36427
SAN DIEGO, CA
Past

December 21, 1995 - January 21, 1996

THE CAMELOT GROUP, INC.

BD
CRD#: 31091
FT LAUDERDALE, FL
Past

October 17, 1988 - October 26, 1995

CORPORATE BENEFIT SECURITIES, INC.

BD
CRD#: 13975
MISSION VIEJO, CA
Past

November 16, 1979 - October 25, 1988

SECURITIES WEST, INC.

BD
CRD#: 4898
SANTA ANA, CA
Past

September 25, 1979 - December 1, 1979

WESTERN PACIFIC SECURITIES, INC.

BD
CRD#: 7970
Past

November 27, 1978 - October 10, 1979

SECURITIES WEST, INC.

BD
CRD#: 4898

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/24/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/17/1980
General Securities Principal Examination

Current Firm


WS
WESTERN SECURITIES CLEARING CORP.
WESTERN SECURITIES CLEARING CORP.

CRD#: 36427 / SEC#: , 8-47259

BD
Terminated by SEC on 02/15/2005
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
Mailing Address
Phone number
Established
California since 03/14/1994
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
FAS HOLDINGSSOLE SHAREHOLDER
LAWSON, DONNA BARTLETTCCO, CROP,SROP1813672
MOSES, ROBERT JAYCOO, GENERAL COUNSEL2594106
OHOTTO, LAUREL LEIGHVP FINOP
ONEAL, TIY LYNNPRESIDENT1868302

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WESTERN SECURITIES CLEARING CORP.

CRD#: 36427

TRUST BUT VERIFY

Monitor William Stout

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics