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Francis Patrick Sniderhan

CRD# 859631·Registered 1978 - 2023
Previously Registered: Being a previously registered professional could mean that Francis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Francis Patrick Sniderhan was a registered financial advisor. Francis was a previously registered financial professional and started their career in finance 1978 - 2023. Francis had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 5 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years in the financial services industry

Current & Past Employments

FARPOINT ASSET MANAGEMENT, LLC·CRD# 281184
RIA
Penfield, NY
April 13, 2022 - December 31, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Rochester, NY
November 2, 1987 - October 13, 2015
ADVEST, INC.·CRD# 10
BD
October 2, 1984 - November 16, 1987
MORGAN STANLEY DW INC.·CRD# 7556
BD
November 25, 1980 - October 17, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
November 27, 1978 - October 30, 1980

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Current Firm

FA
FARPOINT ASSET MANAGEMENT, LLC

FARPOINT ASSET MANAGEMENT, LLC

CRD#: 281184

Contact Information

Main Address

Penfield, NY

Phone Number

(585) 330-8110

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

4

AUM (Assets Under Management)

$1,087,125

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1982About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2015About the SIE exam

Series 5 — Interest Rate Options Examination

Passed Dec 1982

Series 7 — General Securities Representative Examination

Passed Nov 1978About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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FS
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