Francis P. Sniderhan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Patrick Sniderhan was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1978. Francis had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2022 - December 31, 2023
FARPOINT ASSET MANAGEMENT, LLC
November 2, 1987 - October 13, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 2, 1984 - November 16, 1987
ADVEST, INC.
November 25, 1980 - October 17, 1984
MORGAN STANLEY DW INC.
November 27, 1978 - October 30, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 12/11/1982
Interest Rate Options ExaminationCurrent Firm
FARPOINT ASSET MANAGEMENT, LLC
CRD#: 281184 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,087,125 |
Red Flags
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