Melvin L. Peterson
Professional summary
Melvin Lee Peterson was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Melvin Lee Peterson was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 1978. Melvin had worked at 1 firm and has passed the Series 63, Series 7 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 1978 - October 28, 2009
EMMETT A LARKIN COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 40
Date: 12/8/1978
Registered Principal ExaminationCurrent Firm
EMMETT A LARKIN COMPANY, INC.
CRD#: 6625 / SEC#: , 8-11922
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
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