Douglas W. Zirpel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas William Zirpel, who also goes by Doug Zirpel, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1978. Douglas had worked at 19 firms and has passed the Series 66, SIE, Series 7 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2015 - May 26, 2017
FORESTERS EQUITY SERVICES, INC.
February 18, 2015 - May 26, 2017
FORESTERS EQUITY SERVICES, INC.
October 22, 2012 - April 1, 2013
AMERICAN INVESTORS COMPANY
March 23, 2007 - December 2, 2010
AMERICAN INVESTORS COMPANY
March 23, 2007 - December 2, 2010
AMERICAN INVESTORS COMPANY
July 26, 2006 - March 14, 2007
1717 CAPITAL MANAGEMENT COMPANY
July 25, 2006 - March 14, 2007
1717 CAPITAL MANAGEMENT COMPANY
February 24, 2005 - July 13, 2006
AMERICAN INVESTORS COMPANY
November 4, 2004 - July 13, 2006
AMERICAN INVESTORS COMPANY
May 13, 2004 - October 27, 2004
THRIVENT INVESTMENT MANAGEMENT INC.
January 1, 2002 - December 18, 2002
MM ASCEND LIFE INVESTOR SERVICES, LLC
April 5, 2000 - January 1, 2002
IAC SECURITIES, INC.
January 20, 1999 - June 22, 1999
CARDINAL INVESTMENTS, INC.
October 1, 1997 - May 4, 1998
AMERICAN GENERAL SECURITIES INCORPORATED
May 7, 1996 - October 1, 1997
USLIFE EQUITY SALES CORP.
March 3, 1995 - December 13, 1995
INTERFIRST CAPITAL CORPORATION
February 11, 1993 - January 12, 1994
FORTH FINANCIAL SECURITIES, CORPORATION
June 27, 1990 - July 8, 1992
NATIONWIDE FUND DISTRIBUTORS LLC
August 18, 1987 - July 3, 1990
ALLIED GROUP SECURITIES CORPORATION
February 22, 1986 - February 10, 1987
GETTINS FINANCIAL GROUP, INC.
July 9, 1985 - January 21, 1986
ALEXANDER MICHAELS, INC.
June 22, 1982 - April 4, 1985
APEX FINANCIAL PLANNERS CORP.
January 23, 1980 - June 17, 1982
AMERICAN INVESTORS COMPANY
August 10, 1979 - August 21, 1980
NEW ENGLAND SECURITIES
May 22, 1979 - June 29, 1979
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
April 4, 1979 - September 13, 1979
APEX FINANCIAL PLANNERS CORP.
November 27, 1978 - July 7, 1980
JUDY & ROBINSON SECURITIES, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 10/31/1978
Registered Principal ExaminationCurrent Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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