Stephen H. Kochanski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Henry Kochanski was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1978. Stephen had worked at 5 firms and has passed the Series 63, Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 1993 - May 5, 1994
N. D. MEYER & CO., INC.
July 31, 1989 - July 29, 1993
LEGG MASON WOOD WALKER, INCORPORATED
April 26, 1985 - July 25, 1989
THOMSON MCKINNON SECURITIES INC.
April 15, 1980 - July 31, 1984
D. H. WALLACH, INC.
November 27, 1978 - May 4, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 2/3/1983
Foreign Currency Options ExaminationCurrent Firm
N. D. MEYER & CO., INC.
CRD#: 6937 / SEC#: , 8-19351
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
