Wanda L. Mulchin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wanda Louise Mulchin, who also goes by Wanda Louise Hansen, Wanda Louise Swanson Hansen, Wanda Louise Swanson, Wanda Louise Wilson, was a registered financial professional .
Wanda is a previously registered financial professional and started their career in finance in 1982. Wanda had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 1984 - May 12, 1986
J. W. GANT & ASSOCIATES, INC.
January 31, 1983 - October 26, 1984
AMERICAN FRONTEER FINANCIAL CORPORATION
January 25, 1982 - January 25, 1983
SECO SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J. W. GANT & ASSOCIATES, INC.
CRD#: 7963 / SEC#: , 8-30910
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
