William R. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William R Turner, who also goes by Bill Turner, William Robert Turner, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1978. William had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 7, Series 27, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2015 - August 24, 2015
JHS CAPITAL ADVISORS, LLC
May 26, 2015 - October 23, 2015
JHS CAPITAL ADVISORS, LLC
December 1, 2010 - February 25, 2014
JHS CAPITAL ADVISORS, LLC
November 22, 2010 - February 25, 2014
JHS CAPITAL ADVISORS, LLC
November 25, 2009 - February 12, 2010
BREWER INVESTMENT ADVISORS LLC
November 18, 2009 - February 12, 2010
BREWER FINANCIAL SERVICES, LLC
June 13, 2008 - June 25, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 19, 2002 - April 4, 2008
ALLSTATE FINANCIAL SERVICES, LLC
August 29, 2000 - July 15, 2002
ALLSTATE FINANCIAL SERVICES, LLC
October 6, 1999 - August 18, 2000
SUMMIT BROKERAGE SERVICES, INC.
January 28, 1999 - July 12, 1999
THE FIRST AMERICAN INVESTMENT BANKING CORPORATION
March 27, 1998 - January 22, 1999
SUMMIT BROKERAGE SERVICES, INC.
August 8, 1994 - April 15, 1996
TRANS FINANCIAL INVESTMENT SERVICES, INC.
April 5, 1994 - August 15, 1994
DIME SECURITIES, INC.
December 21, 1982 - December 17, 1993
INVEST FINANCIAL CORPORATION
January 31, 1980 - October 20, 1982
UBS FINANCIAL SERVICES INC.
November 27, 1979 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
November 27, 1978 - November 5, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 5/23/1984
Foreign Currency Options ExaminationCurrent Firm
JHS CAPITAL ADVISORS, LLC
CRD#: 112097 / SEC#: 801-71238, 8-53232
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
