J P. Corradi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
J Pamela Corradi, who also goes by Pam Corradi, Pamela Corradi, Pamela Corradi Heller, Pamela Corradi Whitling, was a registered financial professional .
J is a previously registered financial professional and started their career in finance in 1997. J had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2003 - December 31, 2013
AVANTAX ADVISORY SERVICES
June 24, 2003 - December 31, 2013
AVANTAX INVESTMENT SERVICES, INC.
June 13, 2003 - June 25, 2003
OSAIC WEALTH, INC.
June 3, 1997 - September 23, 1999
1717 CAPITAL MANAGEMENT COMPANY
May 20, 1997 - June 10, 2003
OSAIC WEALTH, INC.
May 5, 1997 - May 16, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/14/1978
Registered Representative ExaminationCurrent Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
