Robert A. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Anthony Murphy was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1978. Robert had worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2016 - March 15, 2018
PRIVATE VISTA, LLC
November 1, 2010 - January 2, 2018
APW CAPITAL, INC.
August 28, 2009 - September 10, 2010
PURSHE KAPLAN STERLING INVESTMENTS
October 28, 2002 - August 28, 2009
WATERSTONE FINANCIAL GROUP, INC.
January 9, 1998 - October 28, 2002
DREHER & ASSOCIATES, INC.
September 15, 1997 - August 1, 2016
WNA WEALTH ADVISORS, INC.
April 12, 1993 - January 13, 1998
PEB FINANCIAL GROUP, INC.
August 11, 1987 - April 16, 1993
FOUNTAINHEAD FINANCIAL, INC.
November 25, 1985 - July 31, 1987
INLAND SECURITIES CORPORATION
June 22, 1982 - December 6, 1985
OGILVIE SECURITY ADVISORS CORPORATION
October 20, 1980 - July 26, 1991
EQUITABLE ADVISORS, LLC
November 21, 1978 - July 26, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/15/1978
Registered Representative ExaminationCurrent Firm
PRIVATE VISTA, LLC
CRD#: 108084 / SEC#: 801-56219
Contact information
Red Flags
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