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Robert Anthony Murphy

CRD# 859461·Registered 1978 - 2018
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Anthony Murphy was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1978 - 2018. Robert had worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years in the financial services industry

Current & Past Employments

PRIVATE VISTA, LLC·CRD# 108084
RIA
Hinsdale, IL
August 2, 2016 - March 15, 2018
APW CAPITAL, INC.·CRD# 43814
BD
Hinsdale, IL
November 1, 2010 - January 2, 2018
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
Hinsdale, IL
August 28, 2009 - September 10, 2010
WATERSTONE FINANCIAL GROUP, INC.·CRD# 10078
BD
Hinsdale, IL
October 28, 2002 - August 28, 2009
DREHER & ASSOCIATES, INC.·CRD# 8665
BD
Oakbrook Terrace, IL
January 9, 1998 - October 28, 2002
WNA WEALTH ADVISORS, INC.·CRD# 106792
RIA
Hinsdale, IL
September 15, 1997 - August 1, 2016
PEB FINANCIAL GROUP, INC.·CRD# 7708
BD
Chicago, IL
April 12, 1993 - January 13, 1998
FOUNTAINHEAD FINANCIAL, INC.·CRD# 19990
BD
Oak Brook, IL
August 11, 1987 - April 16, 1993
INLAND SECURITIES CORPORATION·CRD# 15807
BD
November 25, 1985 - July 31, 1987
OGILVIE SECURITY ADVISORS CORPORATION·CRD# 10105
BD
June 22, 1982 - December 6, 1985
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
October 20, 1980 - July 26, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
New York, NY
November 21, 1978 - July 26, 1991

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Current Firm

PV
PRIVATE VISTA, LLC

FINANCIAL STRATEGY NETWORK LLC | PRIVATE VISTA, LLC

CRD#: 108084 / SEC#: 801-56219

Contact Information

Main Address

2211 York Road Suite 310, Oak Brook, IL 60523

Documents

Latest Form ADV

Part 2 Brochures

06 03 2020 PV FORM ADV PART 2A AND 2B FINAL (6/3/2020)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1984About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Nov 1978

Series 24 — General Securities Principal Examination

Passed Jan 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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