Frederick W. Brisker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick William Brisker, who also goes by Fred Brisker, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1978. Frederick had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2018 - December 12, 2018
VARIABLE INVESTMENT ASSOCIATES, INC.
February 18, 2010 - July 18, 2011
SPC
February 9, 2002 - March 5, 2018
PARKLAND SECURITIES, LLC
July 30, 1996 - February 9, 2002
WALNUT STREET SECURITIES, INC.
November 21, 1978 - July 30, 1996
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/13/1978
Registered Representative ExaminationCurrent Firm
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412 / SEC#: , 8-50699
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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