Bryan J. Hawes
Professional summary
Bryan James Hawes was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bryan is a previously registered financial advisor and started their career in finance in 1978. Prior to being barred, Bryan had worked at 7 firms, which includes FINANCIAL MANAGEMENT ADVISORY SERVICES INC, OLDE ECONOMIE FINANCIAL CONSULTANTS LTD., G. R. PHELPS & CO. INC., FSC SECURITIES CORPORATION, NEW ENGLAND SECURITIES, EQUITY SERVICES INC., LINCOLN FINANCIAL DISTRIBUTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 1994 - December 31, 2003
FINANCIAL MANAGEMENT ADVISORY SERVICES INC
April 5, 1994 - November 20, 2003
OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD.
February 3, 1992 - June 14, 1994
G. R. PHELPS & CO., INC.
April 12, 1991 - August 22, 1991
FSC SECURITIES CORPORATION
October 25, 1990 - September 30, 1991
NEW ENGLAND SECURITIES
April 29, 1980 - March 21, 1991
EQUITY SERVICES, INC.
November 21, 1978 - July 13, 1980
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 11/13/1978
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
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