KP
Karyn Pistone
STRATOS WEALTH ADVISORS LLC
Pepper Pike, OH 44122
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CRD#: 859379
KP
Professional summary
Karyn Pistone, CFP® is a registered financial advisor currently at STRATOS WEALTH ADVISORS LLC located in Pepper Pike, Ohio.
Karyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Karyn has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 1 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Divorce Planning
Investment Planning
Comprehensive Financial Planni...
Estate Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance POSITION: Agent NATURE: Life, Long Term Care and Disability INVESTMENT RELATED: YES NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: START DATE: 09/15/1977 ADDRESS: 29525 Chagrin Blvd, Suite 305, Pepper Pike, OH 44122 DESCRIPTION: Insurance provided as a result of financial planning Registered Investment Advisor DBA - Pistone Wealth Advisors. Inv Related. 29525 Chagrin Blvd., Suite 305, Pepper Pike, OH 44122. Investment Management and Financial Planning. Financial Advisor. Start Date 4/6/2017. 160 hours/month; 130 hours/month during securities trading hours. Provide investment advisory and financial planning services.
CRS (Client Relationship Summary) - RIA
Click below to view Karyn Pistone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
December 13, 2023 - Present
STRATOS WEALTH ADVISORS LLC
Office #1: 29525 Chagrin Blvd., Suite 305, Pepper Pike, OH 44122RIA
CRD#: 283816
Pepper Pike, OH
Past
May 11, 2015 - December 14, 2023
BEACON FINANCIAL ADVISORY LLC
RIA
CRD#: 174334
CLEVELAND, OH
Past
June 5, 2012 - August 9, 2017
CAPITAL ANALYSTS
RIA
CRD#: 162200
CLEVELAND, OH
Past
June 1, 2012 - June 1, 2015
LINCOLN INVESTMENT
RIA
CRD#: 519
Cleveland, OH
Past
June 1, 2012 - August 9, 2017
LINCOLN INVESTMENT
BD
CRD#: 519
Cleveland, OH
Past
April 28, 2010 - June 1, 2012
CINCINNATI ANALYSTS, INC.
RIA
CRD#: 5478
CLEVELAND, OH
Past
April 23, 2010 - June 1, 2012
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
CLEVELAND, OH
Past
February 13, 2007 - May 21, 2010
SANDERS MORRIS LLC
RIA
CRD#: 20580
BEACHWOOD, OH
Past
February 12, 2007 - May 21, 2010
SANDERS MORRIS LLC
BD
CRD#: 20580
BEACHWOOD, OH
Past
January 24, 2003 - February 12, 2007
OSAIC FA, INC.
RIA
CRD#: 3978
CLEVELAND, OH
Past
January 9, 2003 - May 8, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
January 9, 2003 - February 12, 2007
OSAIC FA, INC.
BD
CRD#: 3978
CLEVELAND, OH
Past
March 16, 2001 - January 16, 2003
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
July 17, 1997 - March 20, 2001
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
June 20, 1996 - July 11, 1997
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
August 11, 1994 - June 18, 1996
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
November 21, 1978 - December 12, 1990
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STRATOS WEALTH ADVISORS LLC
A. CARMI FINANCIAL, INC. | YOUNG AMERICAN WEALTH MANAGEMENT | WOZNY CAPITAL ADVISORS, LLC | VERITAS BOSTON WEALTH MANAGEMENT | TRUE NORTH WEALTH PARTNERS | THE RETIREMENT CORPORATION OF AMERICA | THE LOWRIE WEALTH MANAGEMENT GROUP | TAMARACK TRAIL INVESTMENT PARTNERS | SYNERGY WEALTH MANAGEMENT | STRATOS WEALTH ADVISORS LLC | SPAIN & SMITH WEALTH ADVISORS | RIVERVIEW WEALTH PARTNERS | RIVERBEND WEALTH MANAGEMENT | RETIREMENT CORPORATION OF AMERICA | RENO TAHOE WEALTH MANAGEMENT | PURPOSEFUL WEALTH | PISTONE WEALTH ADVISORS | PIERCE WEALTH PARTNERS | PARK EDGE ADVISORS | PALATINE HILL, LLC | NILSEN FINANCIAL SERVICES, LLC | NEXTIER WEALTH MANAGEMENT | NEW VIEW WEALTH ADVISORY | MCCANN WEALTH MANAGEMENT | MAJIED FINANCIAL GROUP, LLC | KYROS WEALTH MANAGEMENT | KOWAL FINANCIAL ADVISORS | JF WEALTH MANAGEMENT, LLC | INVESSENT WEALTH MANAGEMENRT | INTERSECTING WEALTH, LLC | GIERL AUGUSTINE INVESTMENT MANAGEMENT | GENERATIONS INVESTMENT MANAGEMENT | GA INVESTMENT MANAGEMENT | FREITAS WEALTH MANAGEMENT GROUP | FLAGSHIP FINANCIAL ADVISORS | FELLER WEALTH MANAGEMENT | EMERITUS WEALTH MANAGEMENT | CLAPBOARD HILL PRIVATE WEALTH | CENTURY WEALTH PARTNERS | BARNWOOD CAPITAL | AUGUST WEALTH ADVISORS | ACMEJACKWEALTHMANAGEMENT
CRD#: 283816 / SEC#: 801-108211
RIA
Registered Investment Advisory firm - (8/15/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(12/14/2023)
IAR
Texas(12/13/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 11/11/1978
Registered Representative ExaminationCurrent Firm
SW
STRATOS WEALTH ADVISORS LLC
A. CARMI FINANCIAL, INC. | YOUNG AMERICAN WEALTH MANAGEMENT | WOZNY CAPITAL ADVISORS, LLC | VERITAS BOSTON WEALTH MANAGEMENT | TRUE NORTH WEALTH PARTNERS | THE RETIREMENT CORPORATION OF AMERICA | THE LOWRIE WEALTH MANAGEMENT GROUP | TAMARACK TRAIL INVESTMENT PARTNERS | SYNERGY WEALTH MANAGEMENT | STRATOS WEALTH ADVISORS LLC | SPAIN & SMITH WEALTH ADVISORS | RIVERVIEW WEALTH PARTNERS | RIVERBEND WEALTH MANAGEMENT | RETIREMENT CORPORATION OF AMERICA | RENO TAHOE WEALTH MANAGEMENT | PURPOSEFUL WEALTH | PISTONE WEALTH ADVISORS | PIERCE WEALTH PARTNERS | PARK EDGE ADVISORS | PALATINE HILL, LLC | NILSEN FINANCIAL SERVICES, LLC | NEXTIER WEALTH MANAGEMENT | NEW VIEW WEALTH ADVISORY | MCCANN WEALTH MANAGEMENT | MAJIED FINANCIAL GROUP, LLC | KYROS WEALTH MANAGEMENT | KOWAL FINANCIAL ADVISORS | JF WEALTH MANAGEMENT, LLC | INVESSENT WEALTH MANAGEMENRT | INTERSECTING WEALTH, LLC | GIERL AUGUSTINE INVESTMENT MANAGEMENT | GENERATIONS INVESTMENT MANAGEMENT | GA INVESTMENT MANAGEMENT | FREITAS WEALTH MANAGEMENT GROUP | FLAGSHIP FINANCIAL ADVISORS | FELLER WEALTH MANAGEMENT | EMERITUS WEALTH MANAGEMENT | CLAPBOARD HILL PRIVATE WEALTH | CENTURY WEALTH PARTNERS | BARNWOOD CAPITAL | AUGUST WEALTH ADVISORS | ACMEJACKWEALTHMANAGEMENT
CRD#: 283816 / SEC#: 801-108211
RIA
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Contact information
Main Address
3750 Park East Drive Suite 200, Beachwood, OH 44122
Mailing Address
Phone number
(440) 519-2500
Established
Firm type
Fiscal year end
# of Employees
181
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,432 |
| AUM (Assets Under Management) | $ 4,905,828,030 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
