John P. Rice

FOURSTAR WEALTH ADVISORS

Las Vegas, NV 89120

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CRD#: 859360

Professional summary

John Patrick Rice is a registered financial advisor currently at FOURSTAR WEALTH ADVISORS, LLC located in Las Vegas, Nevada.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. John has worked at 16 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/01/1982 ADDRESS: 3785 E Sunset Rd # A-10, Las Vegas 89120, United States DESCRIPTION: OUTSIDE INSURANCE. (2) RENTAL PROPERTIES POSITION: Owner of rental property managed by Blackrock Mountain Resort NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2021 ADDRESS: 2676 Joan of Arc St, Henderson 89044, United States DESCRIPTION: RENTAL PROPERTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Patrick Rice's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2022 - Present

FOURSTAR WEALTH ADVISORS, LLC

Office #1: 3785 E Sunset Rd, Ste A10, Las Vegas, NV 89120

RIA

CRD#: 169613

Las Vegas, NV

Past

July 15, 2022 - September 27, 2022

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

Las Vegas, NV

Past

July 15, 2022 - September 27, 2022

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

Las Vegas, NV

Past

March 25, 2015 - July 15, 2022

NPB FINANCIAL GROUP, LLC

RIA

CRD#: 137743

BURBANK, CA

Past

March 3, 2015 - July 15, 2022

NPB FINANCIAL GROUP, LLC

CRD#: 137743

BURBANK, CA

Past

January 21, 2014 - March 12, 2015

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

HENDERSON, NV

Past

November 8, 2011 - March 12, 2015

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

HENDERSON, NV

Past

October 6, 2009 - September 2, 2011

WORLD CAPITAL BROKERAGE, INC.

CRD#: 37

RENO, NV

Past

March 27, 2009 - August 17, 2009

FINANCIAL ADVISERS OF AMERICA, LLC

RIA

CRD#: 142170

LAS VEGAS, NV

Past

March 27, 2009 - August 17, 2009

FINANCIAL ADVISERS OF AMERICA, LLC

CRD#: 142170

LAS VEGAS, NV

Past

January 15, 2009 - December 31, 2009

AMERICAN WEALTH ADVISORS, LLC

RIA

CRD#: 149189

HENDERSON, NV

Past

May 22, 2008 - December 3, 2008

PRUCO SECURITIES, LLC.

CRD#: 5685

LAS VEGAS, NV

Past

January 14, 2003 - May 15, 2008

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LAS VEGAS, NV

Past

January 2, 1998 - January 22, 2003

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

LAKE ST. LOUIS, MO

Past

July 18, 1995 - December 31, 1997

AFD, INC.

CRD#: 34047

NORTHBROOK, IL

Past

January 13, 1993 - June 27, 1995

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

January 30, 1991 - September 3, 1992

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

May 23, 1988 - October 25, 1989

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

April 11, 1988 - August 18, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Past

April 3, 1984 - April 11, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

June 19, 1983 - June 6, 1988

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

Past

November 21, 1978 - June 24, 1982

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOURSTAR WEALTH ADVISORS, LLC

FAMILY WEALTH LEGACY ADVISORS | GINGER ADVISORS, LLC | FOURSTAR WEALTH ADVISORS, LLC

CRD#: 169613 / SEC#: 801-110467

RIA

Registered Investment Advisory firm - (4/21/2017 Approved)

Illinois

Registered Investment Advisory firm - (4/21/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(10/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/30/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 11/11/1978

Registered Representative Examination

Current Firm

FOURSTAR WEALTH ADVISORS, LLC

FAMILY WEALTH LEGACY ADVISORS | GINGER ADVISORS, LLC | FOURSTAR WEALTH ADVISORS, LLC

CRD#: 169613 / SEC#: 801-110467

RIA

Registered Investment Advisory firm - (4/21/2017 Approved)

Illinois

Registered Investment Advisory firm - (4/21/2017 Terminated)

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Contact information

Main Address

1 N. Lasalle Street Suite 2225, Chicago, IL 60602

Mailing Address

Phone number

(312) 667-1750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,309
AUM (Assets Under Management)	$ 1,240,902,908

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2025	Cover Page	Report
05/28/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John P. Rice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Patrick Rice's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

NPB FINANCIAL GROUP, LLC

NPB FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

WORLD CAPITAL BROKERAGE, INC.

FINANCIAL ADVISERS OF AMERICA, LLC

FINANCIAL ADVISERS OF AMERICA, LLC

AMERICAN WEALTH ADVISORS, LLC

PRUCO SECURITIES, LLC.

ALLSTATE FINANCIAL SERVICES, LLC

FIRST HEARTLAND CAPITAL, INC.

AFD, INC.

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

PRUDENTIAL EQUITY GROUP, LLC

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

AETNA LIFE INSURANCE AND ANNUITY COMPANY

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

Primary Firm SEC Registration

FOURSTAR WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/30/1985

SIE

Date: 10/1/2018

Series 7

Date: 9/21/1985

Series 1

Date: 11/11/1978

Current Firm

FOURSTAR WEALTH ADVISORS, LLC

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FOURSTAR WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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