Lloyd T. Stewart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lloyd Taylor Stewart was a registered financial professional .
Lloyd is a previously registered financial professional and started their career in finance in 1978. Lloyd had worked at 2 firms and has passed the Series 22TO, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 1984 - August 20, 2021
ATLANTIC SECURITIES, INC.
March 14, 1983 - November 7, 1983
ATLANTIC SECURITIES, INC.
November 15, 1978 - January 3, 1983
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 11/8/1978
Registered Representative ExaminationCurrent Firm
ATLANTIC SECURITIES, INC.
CRD#: 1128 / SEC#: , 8-10963
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FISCHER, CRAIG GUY | VICE PRESIDENT,DIRECTOR, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER | 1175938 |
Red Flags
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