Daniel R. Parillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Ralph Parillo, CFP®, who also goes by Dan Parillo, Daniel Parillo, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1978. Daniel had worked at 15 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2021 - June 27, 2023
CERITY PARTNERS RETIREMENT PLAN CONSULTANTS
April 12, 2011 - February 11, 2020
ERNST & YOUNG INVESTMENT ADVISERS LLP
January 4, 2011 - April 19, 2011
CETERA WEALTH SERVICES, LLC
November 30, 2010 - April 19, 2011
CETERA WEALTH SERVICES, LLC
February 15, 2007 - September 27, 2010
NEXT FINANCIAL GROUP, INC.
August 4, 2006 - September 27, 2010
NEXT FINANCIAL GROUP, INC.
March 27, 2006 - June 6, 2006
MUTUAL SERVICE CORPORATION
January 17, 2003 - June 6, 2006
MUTUAL SERVICE CORPORATION
November 5, 2001 - January 2, 2003
INVESTORS CAPITAL CORP.
July 28, 1999 - November 6, 2001
THE INVESTMENT CENTER, INC.
January 30, 1992 - August 19, 1999
CADARET, GRANT & CO., INC.
December 16, 1989 - February 19, 1992
LPL FINANCIAL LLC
October 30, 1989 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
March 29, 1988 - June 7, 1989
MICHAEL A WEISSER, INC.
December 20, 1978 - August 26, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
December 20, 1978 - August 27, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
December 20, 1978 - August 27, 1986
IDS LIFE INSURANCE COMPANY
November 13, 1978 - January 18, 1979
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CERITY PARTNERS RETIREMENT PLAN CONSULTANTS
CRD#: 164198 / SEC#: 801-76705
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/3/1978
Registered Representative ExaminationCurrent Firm
CERITY PARTNERS RETIREMENT PLAN CONSULTANTS
CRD#: 164198 / SEC#: 801-76705
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 622 |
| AUM (Assets Under Management) | $ 18,953,321,052 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
