Frederick E. Doucette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Edmund Doucette, who also goes by Frederick Edmund Doucette III, Rick Doucette, Frederick Edmund Doucette, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1983. Frederick had worked at 6 firms and has passed the Series 63, Series 99TO, Series 82TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2019 - November 10, 2022
WEILD & CO.
November 16, 2011 - May 16, 2017
WEISS MULTI-STRATEGY FUNDS LLC
April 27, 2007 - September 5, 2008
WEISS MULTI-STRATEGY FUNDS LLC
January 9, 1998 - March 23, 2005
GEORGE WEISS & COMPANY LLC
June 24, 1991 - February 22, 2006
GEORGE WEISS ASSOCIATES, INC.
September 23, 1987 - January 26, 1988
BA INVESTMENT SERVICES, INC.
December 21, 1983 - September 12, 1985
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 1
Date: 11/4/1978
Registered Representative ExaminationCurrent Firm
WEILD & CO.
CRD#: 132398 / SEC#: , 8-66593
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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