William P. Petersen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Poulis Petersen was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1978. William had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 1995 - January 24, 2012
GREAT PACIFIC SECURITIES
June 12, 1995 - August 18, 1995
GILFORD SECURITIES INCORPORATED
November 25, 1988 - May 15, 1995
LIBERTY CAPITAL MARKETS, INC.
March 25, 1986 - November 28, 1986
CHRISTOPHER WEIL & COMPANY, INC
December 14, 1983 - February 24, 1986
UBS FINANCIAL SERVICES INC.
June 23, 1982 - February 2, 1984
E. F. HUTTON & COMPANY INC
April 1, 1981 - June 9, 1982
OTC NET INCORPORATED
November 6, 1978 - May 21, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREAT PACIFIC SECURITIES
CRD#: 29251 / SEC#: , 8-44398
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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