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JK

John V. Kick

Some features on this profile are disabled
CRD#: 859080
JK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Vincent Kick was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1978. John had worked at 4 firms and has passed the SIE, Series 52 and Series 54FN exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 14, 2008 - April 16, 2009

RAMIREZ TRADETREK SECURITIES LLC

BD
CRD#: 105797
NEW YORK, NY
Past

February 8, 1996 - April 22, 2016

SAMUEL A. RAMIREZ & COMPANY, INC.

BD
CRD#: 6963
NEW YORK, NY
Past

October 16, 1981 - November 29, 1985

FIRST HUNTINGTON SECURITIES CORP.

BD
CRD#: 7464
Past

November 9, 1978 - January 30, 1996

BARR BROTHERS & CO., INC.

BD
CRD#: 7148
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 4/22/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 52
Date: 9/25/1996
Municipal Securities Representative Examination
Principal/Supervisory Exam
RR
Series 54FN
Date: 11/2/1978
Municipal Securities Financial and Operations Principal Examination

Current Firm

RT
RAMIREZ TRADETREK SECURITIES LLC
RAMIREZ TRADETREK SECURITIES LLC | TRADETREK SECURITIES, LLC | TRADETREK SECURITIES, INC.

CRD#: 105797 / SEC#: , 8-52992

BD
Terminated by SEC on 06/15/2009
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 12/28/2004
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SAR HOLDINGS INCDIRECT OWNER
STONY LONESOME GROUP LLCDIRECT OWNER
AULD, JERRYCCO2489295
KICK, JOHN VINCENTCFO/FINOP859080
RAMIREZ,, SAMUEL ALFRED JRCEO2261054

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RAMIREZ TRADETREK SECURITIES LLC

CRD#: 105797

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