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Darrell W. Shideler

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CRD#: 859031
DS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Darrell Walter Shideler, CFP®, ChFC®, CLU® was a registered financial professional .

Darrell is a previously registered financial professional and started their career in finance in 1978. Darrell had worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, Series 22TO, SIE, Series 7 and Series 1 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Darrell Shideler is dually-registered with Thrivent Advisor Network, LLC d/b/a Landmark Wealth Management Group and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Darrell Shideler has served as an investment advisor representative for TAN and an registered representative with PKS since [Date of Registration]. Business is conducted from 2021 The Alameda Ste 390, San Jose, California 95126-1150 United States. Approximately 90% of Darrell Shideler's time is for services as an investment advisor representative and the balance as a registered representative. 2) Fixed Insurance. Not investment related. 2021 The Alameda Suite 390 San Diego, CA 95126. Fixed Insurance. Agent. 6/2020. 10 hrs/mnth. 10 hrs/trading hrs. Sales of insurance products. 3) Blue Cross Blue Shield. Not investment related. 2021 The Alameda, Suite 390, San Jose CA 95126. Insurance. Agent. 1982. 1 hrs/mnth. 1 hr/trading hrs. Recieve trails on previously sold insurance. Am not and will not be actively selling.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1987

ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Experience

Past

July 16, 2020 - December 31, 2021

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
San Jose, CA
Past

May 21, 2020 - August 4, 2022

THRIVENT ADVISOR NETWORK, LLC

RIA
CRD#: 304569
San Jose, CA
Past

August 12, 2002 - July 15, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
SAN JOSE, CA
Past

July 1, 2002 - July 15, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
SAN JOSE, CA
Past

November 2, 1978 - July 1, 2002

LUTHERAN BROTHERHOOD SECURITIES CORP.

BD
CRD#: 4205
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/13/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/20/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/12/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 10/25/1978
Registered Representative Examination

Current Firm

PK
PURSHE KAPLAN STERLING INVESTMENTS
PURSHE KAPLAN STERLING INVESTMENTS | SARATOGA 21ST, LTD. | PURSHE KAPLAN STERLING INVESTMENTS, INC.

CRD#: 35747 / SEC#: , 8-46844

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
80 State Street, Albany, NY 12207
Mailing Address
80 State Street, Albany, NY 12207
Phone number
(518) 436-3536
Established
New York since 12/16/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PKS HOLDINGS, LLCHOLDING CO.
BOHLEY, TRACEY LEACHIEF FINANCIAL OFFICER4826937
FLOUTON, KATHERINE MARIEPRESIDENT4405001
KVAM, PETER DAVIDCHIEF COMPLIANCE OFFICER4301918
MOTTA, CHRISTOPHER JOHNCOO2741133
PURCELL, JOHN PETERC.E.O.1664678

Disclosures

Regulatory Event11
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

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