David B. Crandell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Bruce Crandell was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1978. David had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2018 - February 6, 2020
FAMILYWEALTH
September 27, 2017 - December 31, 2017
FAMILYWEALTH
January 19, 2011 - August 31, 2012
SUNBELT SECURITIES, INC.
April 30, 2008 - December 31, 2010
EVOLVE SECURITIES, INC.
November 2, 2006 - June 30, 2018
JOLLIFFE CAPITAL, INC.
October 5, 2006 - April 30, 2008
AFS BROKERAGE, INC.
October 31, 2005 - November 1, 2006
OSAIC SERVICES, INC.
July 16, 2004 - October 31, 2005
SUNAMERICA SECURITIES, INC.
March 23, 1990 - July 21, 2004
OPPENHEIMER & CO. INC.
November 2, 1978 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
Primary Firm SEC Registration
FAMILYWEALTH
CRD#: 289193 / SEC#: 801-111050
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/14/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FAMILYWEALTH
CRD#: 289193 / SEC#: 801-111050
Contact information
SEC notice filing (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 619 |
| AUM (Assets Under Management) | $ 346,344,277 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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