Peter A. Krzyzek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Anthony Krzyzek, who also goes by Peter A Krzyzek, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1994. Peter had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2013 - January 18, 2024
MORGAN STANLEY
June 28, 2013 - January 18, 2024
MORGAN STANLEY
October 23, 2009 - July 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - July 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 7, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 7, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 3, 2006 - March 20, 2008
UBS FINANCIAL SERVICES INC.
September 28, 2006 - March 20, 2008
UBS FINANCIAL SERVICES INC.
May 24, 2004 - February 2, 2005
FIDELITY DISTRIBUTORS COMPANY LLC
May 21, 2004 - February 2, 2005
FIDELITY DISTRIBUTORS COMPANY LLC
April 9, 2001 - August 26, 2002
FUNDS DISTRIBUTOR, LLC
May 31, 2000 - April 9, 2001
UAM FUND DISTRIBUTORS, INC.
May 18, 2000 - August 30, 2002
RICE HALL JAMES & ASSOCIATES
April 20, 1994 - May 3, 2000
ADVEST, INC.
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 10/28/1978
Registered Principal ExaminationCurrent Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
