James W. Moldermaker
Professional summary
James Wilfred Moldermaker was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
James is a previously registered financial advisor and started their career in finance in 1978. Prior to being barred, James had worked at 6 firms, which includes FOX ADVISOR GROUP, FOX & COMPANY INVESTMENTS INC., MASON HUNT & CO. INC., KIDDER PEABODY & CO. INCORPORATED, CITIGROUP GLOBAL MARKETS INC., NUVEEN SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2005 - December 31, 2011
FOX ADVISOR GROUP
July 6, 1987 - September 9, 2008
FOX & COMPANY INVESTMENTS INC.
November 13, 1985 - July 20, 1987
MASON, HUNT & CO., INC.
June 6, 1983 - October 18, 1985
KIDDER, PEABODY & CO. INCORPORATED
September 11, 1980 - June 30, 1983
CITIGROUP GLOBAL MARKETS INC.
November 1, 1978 - May 10, 1980
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current firm
No current employment
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