Robert W. Christian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Willis Christian SR, who also goes by Bob Christian Sr, Bob Christian, Robert Willis Christian, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1978. Robert had worked at 22 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2015 - October 20, 2016
MOODY CAPITAL SOLUTIONS, INC
October 4, 2013 - November 21, 2014
CIM SECURITIES, LLC
December 10, 2009 - December 20, 2011
MOODY CAPITAL SOLUTIONS, INC
April 18, 2005 - July 17, 2009
MIDTOWN PARTNERS
November 20, 2002 - April 30, 2003
INDEPENDENT SECURITIES INVESTORS CORPORATION
July 24, 2000 - December 6, 2000
FIRST MADISON SECURITIES, INC.
July 29, 1994 - October 21, 1998
GREAT AMERICAN FINANCIAL NETWORK, INC.
October 8, 1992 - July 21, 1994
SCHNEIDER SECURITIES, INC.
March 5, 1992 - October 27, 1992
FIRST MONTAUK SECURITIES CORP.
April 24, 1991 - March 6, 1992
PACIFIC SOUTHERN SECURITIES, INC.
January 2, 1991 - April 9, 1991
CHATFIELD DEAN & CO., INC.
February 16, 1989 - November 30, 1990
THE STUART-JAMES COMPANY, INCORPORATED
January 18, 1989 - February 1, 1989
J. W. GANT & ASSOCIATES, INC.
November 23, 1988 - December 13, 1988
FIRST SWISS INTERNATIONAL SECURITIES CORPORATION
August 3, 1988 - November 28, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.
January 7, 1988 - June 9, 1988
GRAYSTONE NASH, INC.
October 8, 1987 - October 28, 1987
BRADSTREET CAPITAL, INC.
March 6, 1985 - July 31, 1987
BLINDER, ROBINSON & CO., INC.
January 22, 1985 - February 22, 1985
HUBERMAN SECURITIES CORP.
October 18, 1984 - December 17, 1984
CHESLEY AND DUNN, INC.
July 21, 1984 - September 20, 1984
BLACKSTOCK & CO., INC.
September 22, 1983 - June 7, 1984
FIRST INTERWEST SECURITIES CORPORATION
March 26, 1980 - August 26, 1983
BLINDER, ROBINSON & CO., INC.
November 1, 1978 - April 5, 1980
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOODY CAPITAL SOLUTIONS, INC
CRD#: 15989 / SEC#: , 8-32928
Contact information
FINRA licenses (9 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
