Hillard C. Rest
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hillard Charles Rest, who also goes by Hillard C Rest, was a registered financial advisor .
Hillard is a previously registered financial advisor and started their career in finance in 1978. Hillard had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2013 - April 17, 2023
JRL CAPITAL CORPORATION
August 2, 2004 - June 14, 2012
SAMUELS CHASE & CO., INC.
July 10, 2000 - August 2, 2004
NATIONAL PLANNING CORPORATION
March 31, 2000 - August 2, 2004
NATIONAL PLANNING CORPORATION
July 13, 1996 - June 6, 2000
SAMUELS CHASE & CO., INC.
June 11, 1992 - May 31, 1996
UBS FINANCIAL SERVICES INC.
November 16, 1989 - June 9, 1992
VANGUARD CAPITAL
January 8, 1986 - November 20, 1989
DRAKE & COMPANY, INC.
May 22, 1984 - January 14, 1986
SUTRO & CO. INCORPORATED
November 1, 1978 - May 18, 1984
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JRL CAPITAL CORPORATION
CRD#: 10225 / SEC#: , 8-26657
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JRL CAPITAL MANAGEMENT GROUP | PARENT COMPANY | |
| LAW, LARRY RICHARD | PRESIDENT, CEO, DIRECTOR, CCO | 1273118 |
Disclosures
| Regulatory Event | 2 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
