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Hillard Charles Rest

CRD# 858840·Registered 1978 - 2023
Previously Registered: Being a previously registered professional could mean that Hillard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hillard Charles Rest, who also goes by Hillard C Rest, was a registered financial advisor. Hillard was a previously registered financial advisor and started their career in finance 1978 - 2023. Hillard had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hillard C Rest

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years in the financial services industry

Current & Past Employments

JRL CAPITAL CORPORATION·CRD# 10225
BD
Irvine, CA
March 7, 2013 - April 17, 2023
SAMUELS CHASE & CO., INC.·CRD# 36699
BD
Santa Ysabel, CA
August 2, 2004 - June 14, 2012
NATIONAL PLANNING CORPORATION·CRD# 29604
RIA
Newport Beach, CA
July 10, 2000 - August 2, 2004
NATIONAL PLANNING CORPORATION·CRD# 29604
BD
Los Angeles, CA
March 31, 2000 - August 2, 2004
SAMUELS CHASE & CO., INC.·CRD# 36699
BD
Santa Ysabel, CA
July 13, 1996 - June 6, 2000
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
June 11, 1992 - May 31, 1996
VANGUARD CAPITAL·CRD# 22081
BD
Del Mar, CA
November 16, 1989 - June 9, 1992
DRAKE & COMPANY, INC.·CRD# 16227
BD
New York, NY
January 8, 1986 - November 20, 1989
SUTRO & CO. INCORPORATED·CRD# 801
BD
May 22, 1984 - January 14, 1986
MORGAN STANLEY DW INC.·CRD# 7556
BD
November 1, 1978 - May 18, 1984

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Current Firm

JC
JRL CAPITAL CORPORATION

CAPITAL ALLIANCE INVESTMENTS INCORPORATED | JRL CAPITAL CORPORATION

CRD#: 10225 / SEC#: 8-26657
BD
Terminated by SEC on 07/02/2023

Contact Information

Established

California since 06/04/1981

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
JRL CAPITAL MANAGEMENT GROUPPARENT COMPANY—
LAW, LARRY RICHARDPRESIDENT, CEO, DIRECTOR, CCO1273118

Disclosures

Regulatory Event

2

Financial

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1980About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1978About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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