Harold E. Wilde
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Edmund Wilde III, who also goes by Harold Edmund Wild III, Harold Edmund Wilde, Sam Wilde, was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1978. Harold had worked at 6 firms and has passed the Series 63, Series 65 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2006 - May 1, 2008
VOYA FINANCIAL PARTNERS, LLC
April 1, 2006 - November 10, 2006
METLIFE INVESTORS DISTRIBUTION COMPANY
March 30, 2001 - November 20, 2006
TOWER SQUARE SECURITIES, INC.
May 8, 1997 - January 19, 2001
SECURIAN FINANCIAL SERVICES, INC.
May 4, 1992 - April 4, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
May 4, 1992 - April 4, 1997
SIGNATOR INVESTORS, INC.
November 2, 1978 - October 8, 1991
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 10/27/1978
Registered Principal ExaminationCurrent Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
