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JT

James Charles Turchiarelli

CRD# 858793·Registered 1978 - 1995
Previously Registered: Being a previously registered professional could mean that James is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

James Charles Turchiarelli, who also goes by Jim Turchiarelli, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1978 - 1995. James had worked at 12 firms and has passed the Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jim Turchiarelli

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years in the financial services industry

Current & Past Employments

VISION INVESTMENT GROUP, INC.·CRD# 28135
BD
December 8, 1993 - December 20, 1995
LEGEND MERCHANT GROUP, INC.·CRD# 5155
BD
New York, NY
August 28, 1992 - October 18, 1993
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
July 16, 1992 - August 27, 1992
FAIRCHILD FINANCIAL GROUP, INC.·CRD# 21404
BD
New York, NY
April 10, 1992 - July 20, 1992
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
January 17, 1991 - April 16, 1992
PAULSON INVESTMENT COMPANY LLC·CRD# 5670
BD
Portland, OR
September 21, 1990 - January 15, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
Newark, NJ
July 20, 1990 - October 17, 1990
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
July 20, 1990 - October 17, 1990
BISON SECURITIES, INCORPORATED·CRD# 19831
BD
December 15, 1989 - June 1, 1990
B C FINANCIAL CORPORATION·CRD# 13460
BD
September 27, 1988 - December 18, 1989
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
May 24, 1979 - September 28, 1988
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
November 1, 1978 - April 21, 1979

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Current Firm

VI
VISION INVESTMENT GROUP, INC.

MARKET SECURITIES CORPORATION | VISION INVESTMENT GROUP, INC. | MSC, INC. OF PINELLAS COUNTY

CRD#: 28135 / SEC#: 8-43491
BD
Cancelled by SEC on 06/13/2003

Contact Information

Established

Florida since 01/18/1991

Firm Type

Corporation

Fiscal Year End

September

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Oct 1978About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 1981About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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