Robert T. Peters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Thomas Peters was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1978. Robert had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 1990 - April 19, 1994
WFG SECURITIES CORPORATION
May 18, 1987 - February 14, 1990
PRUDENTIAL EQUITY GROUP, LLC
May 23, 1984 - May 13, 1987
E. F. HUTTON & COMPANY INC
January 15, 1982 - May 18, 1984
MORGAN STANLEY DW INC.
October 18, 1981 - January 12, 1982
DAIN RAUSCHER INCORPORATED
December 28, 1978 - October 3, 1981
CRAIG-HALLUM, INC.
November 1, 1978 - January 21, 1979
VAN CLEMENS & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
WFG SECURITIES CORPORATION
CRD#: 13169 / SEC#: , 8-28802
Contact information
Documents
Red Flags
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