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John Albert Oeming

CIMA®
NW ADVISORY
Eugene, OR
·CRD# 858703·48 years experience

Professional Summary

John Albert Oeming, CIMA®, who also goes by Jack Albert Oeming, is a registered financial advisor currently at NW ADVISORY located in Eugene, Oregon. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. John has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 5 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Albert Oeming

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CIMA®
Certified Investment Management Analyst

Years of Experience

48 years in the financial services industry

Current & Past Employments

NW ADVISORY·CRD# 309480
RIA
Eugene, OR
January 26, 2025 - Present
AEGIS CAPITAL CORP.·CRD# 15007
RIA
Eugene, OR
March 17, 2020 - January 31, 2025
AEGIS CAPITAL CORP.·CRD# 15007
RIA
Eugene, OR
March 2, 2020 - March 3, 2020
AEGIS CAPITAL CORP.·CRD# 15007
BD
Eugene, OR
March 2, 2020 - January 31, 2025
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
RIA
Eugene, OR
August 16, 2013 - February 19, 2020
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
BD
Eugene, OR
August 16, 2013 - February 19, 2020
D.A. DAVIDSON & CO.·CRD# 199
RIA
Eugene, OR
May 26, 2010 - August 19, 2013
D.A. DAVIDSON & CO.·CRD# 199
BD
Eugene, OR
May 26, 2010 - August 19, 2013
MORGAN STANLEY·CRD# 149777
RIA
Eugene, OR
June 1, 2009 - June 21, 2010
MORGAN STANLEY·CRD# 149777
BD
Eugene, OR
June 1, 2009 - June 21, 2010
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Eugene, OR
April 23, 2003 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Eugene, OR
July 31, 1993 - June 1, 2009
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
February 23, 1988 - July 31, 1993
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
November 1, 1978 - March 5, 1988

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Current Firm

NA
NW ADVISORY

CONVICTED FINANCIAL | NW ADVISORY | FINANCIAL COACHING

CRD#: 309480
Oregon
Registered Investment Advisory firm - Oregon (10/12/2020 Approved)
Texas
Registered Investment Advisory firm - Texas (9/30/2025 Conditional Restricted)

Contact Information

Main Address

Wilsonville, OR

Phone Number

(503) 502-9144

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

265

AUM (Assets Under Management)

$75,369,560

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fixed insurance sales.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Oregon
(1/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1983About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Oct 2003About the Series 31 exam

Series 5 — Interest Rate Options Examination

Passed Mar 1984

Series 7 — General Securities Representative Examination

Passed Oct 1978About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view John Albert Oeming's CRS (Customer Relationship Summary).

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