John A. Oeming

NW ADVISORY

Eugene, OR

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CRD#: 858703

Professional summary

John Albert Oeming, CIMA®, who also goes by Jack Albert Oeming, is a registered financial advisor currently at NW ADVISORY located in Eugene, Oregon.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. John has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack Albert Oeming

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fixed insurance sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Albert Oeming's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

January 26, 2025 - Present

NW ADVISORY

RIA

CRD#: 309480

Eugene, OR

Past

March 17, 2020 - January 31, 2025

AEGIS CAPITAL CORP.

RIA

CRD#: 15007

Eugene, OR

Past

March 2, 2020 - March 3, 2020

AEGIS CAPITAL CORP.

RIA

CRD#: 15007

Eugene, OR

Past

March 2, 2020 - January 31, 2025

AEGIS CAPITAL CORP.

CRD#: 15007

EUGENE, OR

Past

August 16, 2013 - February 19, 2020

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

EUGENE, OR

Past

August 16, 2013 - February 19, 2020

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

EUGENE, OR

Past

May 26, 2010 - August 19, 2013

D.A. DAVIDSON & CO.

RIA

CRD#: 199

EUGENE, OR

Past

May 26, 2010 - August 19, 2013

D.A. DAVIDSON & CO.

CRD#: 199

EUGENE, OR

Past

June 1, 2009 - June 21, 2010

MORGAN STANLEY

RIA

CRD#: 149777

EUGENE, OR

Past

June 1, 2009 - June 21, 2010

MORGAN STANLEY

CRD#: 149777

EUGENE, OR

Past

April 23, 2003 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

EUGENE, OR

Past

July 31, 1993 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

EUGENE, OR

Past

February 23, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 1, 1978 - March 5, 1988

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/1/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/12/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/3/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 5

Date: 3/16/1984

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 10/21/1978

General Securities Representative Examination

Current Firm

NW ADVISORY

CONVICTED FINANCIAL | NW ADVISORY | FINANCIAL COACHING

CRD#: 309480 / SEC#:

Oregon

Registered Investment Advisory firm - (10/12/2020 Approved)

Texas

Registered Investment Advisory firm - (9/30/2025 Conditional Restricted)

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Contact information

Main Address

Wilsonville, OR

Mailing Address

Phone number

(503) 502-9144

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	255
AUM (Assets Under Management)	$ 74,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John A. Oeming

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Albert Oeming's CRS (Customer Relationship Summary).

Certified licenses

Experience

AEGIS CAPITAL CORP.

AEGIS CAPITAL CORP.

AEGIS CAPITAL CORP.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

D.A. DAVIDSON & CO.

D.A. DAVIDSON & CO.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/1/1992

Series 63

Date: 5/12/1983

SIE

Date: 10/1/2018

Series 31

Date: 10/3/2003

Series 5

Date: 3/16/1984

Series 7

Date: 10/21/1978

Current Firm

NW ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NW ADVISORY

TRUST BUT VERIFY

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