Dale L. Blanks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dale Lee Blanks, who also goes by Dale L Blanks, was a registered financial professional .
Dale is a previously registered financial professional and started their career in finance in 1978. Dale had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2014 - December 31, 2018
FELTL & COMPANY
July 15, 2005 - May 29, 2014
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
September 16, 2002 - July 21, 2005
FELTL & COMPANY
April 11, 2001 - September 20, 2002
MILLER JOHNSON STEICHEN KINNARD, INC.
May 11, 1998 - May 2, 2001
WELLS FARGO CLEARING SERVICES, LLC
September 1, 1994 - May 11, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
July 19, 1993 - September 1, 1994
HAMILTON INVESTMENTS, INC.
January 11, 1990 - July 19, 1993
CRAIG-HALLUM, INC.
January 16, 1985 - February 7, 1990
MORGAN STANLEY DW INC.
July 2, 1984 - December 21, 1984
THOMSON MCKINNON SECURITIES INC.
January 7, 1981 - July 2, 1984
DAIN RAUSCHER INCORPORATED
November 1, 1978 - February 6, 1981
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FELTL & COMPANY
CRD#: 6905 / SEC#: 801-68779, 8-18435
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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