Francois (. Letaconnoux
Professional summary
Francois (nmn) Letaconnoux, who also goes by Francois Letaconnoux, is a registered financial professional currently at TOCQUEVILLE SECURITIES L.P. located in New York, New York.
Francois is registered as a RR (Registered Representative) and started their career in finance in 1978. Francois has worked at 4 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francois (nmn) Letaconnoux's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 26, 2008 - Present
TOCQUEVILLE SECURITIES L.P.
Office #1: 40 West 57th Street 19th Floor, New York, NY, 10019June 18, 1985 - November 26, 1990
LEPERCQ EQUITY CORP.
December 5, 1983 - January 21, 1986
LEPERCQ, DE NEUFLIZE & CO. INCORPORATED
November 1, 1978 - December 31, 2007
LN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/5/2009)
(8/26/2008)
(8/26/2008)
(2/6/2009)
(2/6/2009)
(2/5/2009)
(8/26/2008)
(2/5/2009)
(2/9/2009)
(2/6/2009)
(2/5/2009)
(2/5/2009)
(8/26/2008)
(6/12/2014)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
TOCQUEVILLE SECURITIES L.P.
CRD#: 26001 / SEC#: , 8-42223
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOCQUEVILLE ASSET MANAGEMENT L.P. | LIMITED PARTNER | |
| CHUN, YUEN NA | FINOP | 2219603 |
| GRAHAM, KELSEY DUBOIS III | CHIEF COMPLIANCE OFFICER | 5976494 |
| KLEINSCHMIDT, ROBERT WILLIAM | CEO & GSP | 855215 |
| SCHLESINGER, SCOTT IRA | PRESIDENT, CHIEF OPERATING OFFICER & GSP | 1252675 |
| TOCQUEVILLE MANAGEMENT CORPORATION | GENERAL PARTNER |
Disclosures
| Regulatory Event | 4 |
Red Flags
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