William J. Kramer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William John Kramer, who also goes by Bill Kramer, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1978. William had worked at 6 firms and has passed the Series 63, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 1993 - June 6, 1994
TEXAS SECURITIES, INC.
November 20, 1990 - September 24, 1991
MORGAN STANLEY DW INC.
June 19, 1990 - September 28, 1990
PRUDENTIAL EQUITY GROUP, LLC
January 17, 1990 - May 29, 1990
LEHMAN BROTHERS INC.
January 18, 1984 - June 9, 1988
JOHNSON, LANE, SPACE, SMITH & CO., INC.
November 26, 1979 - December 20, 1983
LEHMAN BROTHERS INC.
September 5, 1979 - November 26, 1979
LOEB PARTNERS
November 1, 1978 - July 6, 1979
JOHNSON, LANE, SPACE, SMITH & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationCurrent Firm
TEXAS SECURITIES, INC.
CRD#: 7655 / SEC#: , 8-22795
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
