Robert F. Mezey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Frank Mezey was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1978. Robert had worked at 13 firms and has passed the Series 63, Series 62, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2024 - March 31, 2025
BUCKMAN, BUCKMAN & REID, INC.
August 3, 2022 - February 1, 2024
SAN BLAS SECURITIES LLC
June 21, 2018 - September 1, 2022
PAULSON INVESTMENT COMPANY LLC
June 2, 2016 - February 1, 2018
CELADON FINANCIAL GROUP LLC
May 26, 2011 - June 14, 2016
BUCKMAN, BUCKMAN & REID, INC.
October 31, 2007 - May 26, 2011
SETON SECURITIES GROUP, INC.
January 30, 2006 - September 25, 2007
MAXIM GROUP LLC
August 10, 2004 - December 14, 2005
WM. V. FRANKEL & CO., INCORPORATED
March 3, 2003 - June 30, 2004
VANDHAM SECURITIES CORP.
July 5, 2001 - January 7, 2003
DEUTSCHE IXE, LLC
August 9, 1985 - July 3, 2001
UBS CAPITAL MARKETS L.P.
April 19, 1985 - August 19, 1985
ENGLANDER CAPITAL CORP.
January 12, 1981 - September 29, 1987
E. F. HUTTON & COMPANY INC
November 1, 1978 - November 5, 1979
FLEET BROKERAGE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/23/2000
Limited Representative-Equity Trader ExamCurrent Firm
BUCKMAN, BUCKMAN & REID, INC.
CRD#: 23407 / SEC#: , 8-40413
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JTC HOLDINGS LLC | SHARE HOLDER | |
| GIAKAS, WALLACE MARTIN | STOCKHOLDER | 1068278 |
| LAU, PETER SEN | STOCKHOLDER | 2302677 |
| YANG, ZHAO | SHAREHOLDER | 6077274 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| BUCKMAN, HARRY JOHN | CHAIRMAN, RSOP | 1090909 |
| BUCKMAN, HARRY JOHN JR | SR. VICE PRESIDENT | 2202467 |
| BUCKMAN, MARY | STOCKHOLDER | 5823239 |
| BUCKMAN, THOMAS PAUL | SECRETARY | 2577168 |
| CAMPOLI, JOHN | SHAREHOLDER | 6596748 |
| PANNO, RICHARD ANTHONY | CHIEF COMPLIANCE OFFICER | 724727 |
| SHOICHET, MARK ELLIOTT | STOCKHOLDER | 2301353 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
