Milton C. Collier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Milton Clyde Collier JR was a registered financial professional .
Milton is a previously registered financial professional and started their career in finance in 1978. Milton had worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2005 - December 31, 2022
CND FINANCIAL LTD.
August 24, 2000 - February 1, 2005
SHARE FINANCIAL SERVICES, INC.
May 17, 1995 - August 29, 2000
RIVES, LEAVELL & CO.
November 1, 1978 - September 27, 1994
A. B. CULBERTSON AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CND FINANCIAL LTD.
CRD#: 132864 / SEC#: , 8-66645
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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