Peter C. Bucchieri
Professional summary
Peter Charles Bucchieri was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter is a previously registered financial professional and started their career in finance in 1978. Prior to being barred, Peter had worked at 8 firms, which includes BROOKSTREET SECURITIES CORPORATION, LINCOLN NATIONAL PENSION INSURANCE COMPANY, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, GOLDEN WEST SECURITIES INC., CARDELL & ASSOCIATES INCORPORATED, RAYMOND JAMES FINANCIAL SERVICES INC., LINSCO FINANCIAL GROUP INC., HIMCO DISTRIBUTION SERVICES COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 1994 - January 2, 1996
BROOKSTREET SECURITIES CORPORATION
August 4, 1988 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
August 4, 1988 - October 26, 1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 21, 1988 - August 18, 1994
GOLDEN WEST SECURITIES, INC.
December 5, 1980 - January 17, 1981
CARDELL & ASSOCIATES, INCORPORATED
October 28, 1980 - May 19, 1988
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 29, 1978 - December 1, 1980
LINSCO FINANCIAL GROUP, INC.
October 19, 1978 - October 9, 1979
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 10/14/1978
Registered Representative ExaminationSeries 28
Date: 9/1/1993
Introducing Broker/Dealer Financial Operations Principal ExaminationSeries 8
Date: 11/8/1982
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
Red Flags
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