Cynthia Ann Chase
Professional Summary
Cynthia Ann Chase, who also goes by Cynthia Ann Ballentine, Manoi Chase, Moimou Chase, Cynthia Ann Jeppesen, Cynthia Ann Mamoi, was a registered financial advisor. Cynthia was a previously registered financial professional and started their career in finance 1978 - 2013. Cynthia had worked at 10 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Cynthia Ann Ballentine, Manoi Chase, Moimou Chase, Cynthia Ann Jeppesen, Cynthia Ann Mamoi
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
48 years in the financial services industry
Current & Past Employments
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Current Firm
WELLS INVESTMENT SECURITIES,INC.
Contact Information
Established
Georgia since 04/20/1984Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Oct 1978Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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