SM
Stephen A. Morris
BROOKSTONE CAPITAL MANAGEMENT LLC
LINCOLN, NE 68505
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CRD#: 858166
SM
Professional summary
Stephen Albert Morris SR, CFP®, who also goes by Stephen A Morris, Stephen Albert Morris, Steve Morris, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Lincoln, Nebraska.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Stephen has worked at 11 firms and has passed the Series 7 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen A Morris | Stephen Albert Morris | Steve Morris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RESOURCES PLANNING COMPANY (LIFE PLANNING FOR PERSONS WITH DISABILITIES)
ESTATE PLANNING SERVICES, INSURANCE AND ANNUITY SALES.
PRESIDENT 1990 TO PRESENT
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Albert Morris SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
June 26, 2018 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 8233 Sunridge Cir, Lincoln, NE 68505RIA
CRD#: 141413
LINCOLN, NE
Past
February 27, 2017 - December 31, 2017
ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC
RIA
CRD#: 162143
Lincoln, NE
Past
September 9, 2015 - January 27, 2017
BARRINGTON CAPITAL MANAGEMENT INC
RIA
CRD#: 105005
LINCOLN, NE
Past
February 1, 2007 - December 31, 2011
BARRINGTON CAPITAL MANAGEMENT INC
RIA
CRD#: 105005
LINCOLN, NE
Past
April 5, 1988 - August 30, 1990
INVESTACORP, INC.
BD
CRD#: 7684
Past
August 27, 1986 - April 18, 1988
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
Past
October 9, 1985 - September 10, 1986
CENTURY INVESTORS OF AMERICA, INC.
BD
CRD#: 5322
Past
July 1, 1985 - September 24, 1985
CETERA ADVISORS LLC
BD
CRD#: 10299
Past
July 26, 1984 - June 29, 1985
LPL FINANCIAL LLC
BD
CRD#: 6413
Past
May 16, 1983 - June 5, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
February 9, 1981 - May 17, 1983
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
Past
October 19, 1978 - March 17, 1981
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(6/26/2018)
Exams
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 10/12/1978
Registered Representative ExaminationCurrent Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413Lincoln, NE 68505TRUST BUT VERIFY
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