Danny R. Stallings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danny Raymond Stallings was a registered financial professional .
Danny is a previously registered financial professional and started their career in finance in 1982. Danny had worked at 12 firms and has passed the Series 63, Series 7, Series 52 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 1999 - August 20, 1999
DRAKE & COMPANY, INC.
December 23, 1998 - February 5, 1999
PARAGON CAPITAL MARKETS, INC.
August 1, 1996 - October 14, 1998
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
March 6, 1992 - August 1, 1996
MUNICIPAL SECURITIES, INCORPORATED
January 9, 1992 - March 18, 1992
AMERICAN INVESTMENT SERVICES, INC.
November 11, 1991 - January 2, 1992
LUMIERE SECURITIES, INC.
August 29, 1991 - October 21, 1991
SECURITIES AMERICA, INC.
October 5, 1990 - October 24, 1990
THE INVESTMENT CENTER, INC.
October 3, 1988 - January 18, 1989
FIRST NORTHERN SECURITIES, INC.
December 3, 1986 - July 12, 1988
SOUTHERN SECURITIES INVESTMENT BANKERS, INC.
August 25, 1986 - December 1, 1986
M.G.S.I. SECURITIES, INC.
August 23, 1985 - August 11, 1986
MUNICIPAL SECURITIES, INCORPORATED
February 22, 1984 - May 11, 1984
PARK, RYAN, INC.
July 26, 1982 - January 30, 1984
MUNICIPAL SECURITIES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/10/1978
Registered Representative ExaminationCurrent Firm
DRAKE & COMPANY, INC.
CRD#: 16227 / SEC#: , 8-33490
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
