John W. Vanderlinden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Warren Vanderlinden, who also goes by John Warren Vanderlinden, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 15 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2025 - March 26, 2025
STATE FARM INVESTMENT MANAGEMENT CORP.
March 5, 2025 - March 26, 2025
STATE FARM VP MANAGEMENT CORP.
October 3, 2023 - August 26, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
October 3, 2023 - August 26, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
March 2, 2020 - January 17, 2023
LPL FINANCIAL LLC
February 28, 2020 - January 17, 2023
LPL FINANCIAL LLC
July 29, 2019 - November 19, 2019
MML INVESTORS SERVICES, LLC
July 23, 2019 - November 19, 2019
MML INVESTORS SERVICES, LLC
November 6, 2018 - March 15, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
March 13, 2018 - March 15, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
January 2, 2013 - March 9, 2018
MML DISTRIBUTORS, LLC
January 1, 2009 - January 2, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
April 16, 2004 - January 1, 2009
HIMCO DISTRIBUTION SERVICES COMPANY
November 12, 2003 - April 14, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 8, 2003 - October 31, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 23, 2000 - May 1, 2003
GLOBAL ATLANTIC DISTRIBUTORS, LLC
April 29, 1996 - August 18, 2000
INVEST FINANCIAL CORPORATION
June 30, 1995 - May 9, 1996
PIPER SANDLER & CO.
December 8, 1992 - July 3, 1995
INVESTMENT CENTERS OF AMERICA, INC.
May 22, 1990 - December 17, 1992
LUTHERAN BROTHERHOOD SECURITIES CORP.
Primary Firm SEC Registration
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 3/5/2025
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 9/28/1978
Registered Representative ExaminationCurrent Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
Contact information
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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